The Ethical Advisor: An E-Book of Best Practices to Address Client Quandaries
By CE Corner
In this e-book compilation from Advisor’s Edge, experts address various client scenarios to help financial advisors and planners consider ethical situations that may arise in their practices. Topics covered include confidentiality, conflicts, investing issues and uncomfortable client conversations. FP Canada’s Standards of Professional Responsibility and regulatory rules are referenced throughout.
Professional Responsibility Credits
Product Knowledge Credits
IIROC Cycle 9