ETFs: A Regulatory Priority
Learn from Raymond Chan from the Ontario Securities Commission (OSC) in this session. The OSC has made it a priority to examine the unit creation process for the ETF market. The commission plans to review regulatory developments in global ETF markets to help it develop a tailored oversight framework for ETFs in Canada.
Hear more details on what the OSC is hoping to achieve when it comes to product regulation, distribution and disclosure for both active and passive ETFs.
On Oct 1, 2019, Advisor's Edge and Investment Executive hosted the second annual ETF Summit.
This summit strived to provide much needed clarity on the benefits and challenges of using ETFs.
This course is from one of the sessions.
Professional Responsibility Credits
Product Knowledge Credits
Practice Management Credits
IIROC Cycle 7
IIROC Cycle 8