ETFs: A regulatory priority

By Advisor's Edge and Investment Executive

Learn from Raymond Chan from the Ontario Securities Commission (OSC) in this session. The OSC has made it a priority to examine the unit creation process for the ETF market. The commission plans to review regulatory developments in global ETF markets to help it develop a tailored oversight framework for ETFs in Canada.

Hear more details on what the OSC is hoping to achieve when it comes to product regulation, distribution and disclosure for both active and passive ETFs.

 On Oct 1, 2019, Advisor's Edge and Investment Executive hosted the second annual ETF Summit.

This summit strived to provide much needed clarity on the benefits and challenges of using ETFs.

This course is from one of the sessions.

ETFs: A regulatory priority

Accreditation Details

Accreditation body
Competency
Credits

FP Canada

Professional Responsibility Credits

--

Product Knowledge Credits

1.00

Practice Management Credits

--

Financial Planning

--

IIROC

Professional Development

1.00

Compliance

--

Course Type:

Web Link

Passing Grade:

11/14 (79%)

Brought to you by:

  • ADVISOR'S EDGE
  • CONSEILLER
  • Benefits Canada
  • Avantages
  • IE (Investment Executive)
  • FI (FINANCE ET INVESTMENT)