Cooperative Marketing Practices

By Harvest ETFs

Practical and relevant. Understand more about Investment Fund Sales Practices regarding compliance for Cooperative Marketing Practices from the Investment Fund Manager Perspective. Learn how Investment Fund Managers address and adhere to Investment Fund Sales Practices when working with Investment Advisors and their Investment Dealerships.

Cooperative Marketing Practices

Accreditation Details

Accreditation body
Competency
Credits

IIROC Cycle 9

Professional Development

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Compliance

0.50

MFDA

Business Conduct - Non-Ethics

1.00

Professional Development

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Course Type:

Video

Passing Grade:

8/10 (80%)

Brought to you by:

  • ADVISOR'S EDGE
  • CONSEILLER
  • IE (Investment Executive)
  • FI (FINANCE ET INVESTMENT)
  • CANADIAN INDERWRITER